Broker Check


IRAs & Retirement Plans

There are several different types of IRAs, including traditional IRAs, Roth IRAs, SEP IRAs, and Simple IRAs. Roth and Traditional IRAs offer tax advantages for retirement savings. Small-business retirement plans can offer tax-deductible contributions and tax-deferred growth opportunities.

Mutual Funds

Professionally managed mutual funds are a practical, cost efficient way to build a diversified portfolio of stocks, bonds and other securities. Choose from thousands of available mutual funds to create your customized portfolio.

Stocks & Exchange Traded Funds (ETFs)

Stocks and ETFs can play a role in long-term and short-term investment strategies.

Bonds/Fixed Income

Bonds are a debt security that can provide a predictable income stream. You have access to a wide variety of bonds to help diversify your investment portfolio.

Education Savings

A college education is often the third biggest financial goal for a family, behind retirement and buying a house. Options for saving for your children’s, grandchildren’s or your education include 529 plans and Coverdell Education Savings Accounts that offer a variety of features and benefits including certain tax and contribution advantages.

Real Estate and Alternative Investments

We can offer a wide variety of alternative investments, including domestic and global real estate that may help you diversify your portfolio.

Managed Accounts

A managed account provides access to investment professionals that select and monitor investments based on your investing goals and needs.

Structured Products


A solid investment for your cash reserve needs. Certificates offer guaranteed rates and principal.

Unit Investment Trusts (UITs)

UITs are professionally-selected securities in a passively managed portfolio that offer access to a variety of investing styles, sectors and asset classes. They differ from mutual funds in that they have fixed number of shares and don’t utilize active investment managers.


For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. | |

(920) 923-9740